Senior Consultant -Business Consulting Risk - Regulatory Compliance- FS-Mumbai/Kochi

Role overview

Senior Consultant -Business Consulting Risk - Regulatory Compliance- FS-Mumbai/Kochi at EY

You will be responsible for executing client related engagements in the areas of governance, risk & compliance (GRC), internal audits, process reviews, standard operating procedures, enterprise risk management, revenue assurance.

Responsibilities

• Work with the team and the client to create plans for accomplishing engagement objectives and a strategy that complies with professional standards and advise clients to understand and manage their business risks and verify the validity of their business information - Brief the engagement team on the client's IA environment and industry IA trends.

Required qualifications

• To qualify for the role you must have - Chartered Accountant / Certified Internal Auditor or have a Master’s degree in Business Administration - 3-6 year of post-qualification experience working in regulatory compliance role with a Bank / Financial Institution’s. - We would expect for you to be available to travel outside of their assigned office location at least 50% of the time, plus commute within the region (where public transportation often is not available). - A valid passport is required.

Employment details

• Location: Mumbai [MH] [IN] [400028]

Application details

• Your key responsibilities - Experience working with a Bank / Financial Institution’s Regulatory Compliance department with knowledge of interpreting regulations/circulars/laws as received from regulatory bodies - Preparing MIS for senior management and providing advisory support to business units - Preparing regulatory compliance checklists, tracking/logging regulatory interactions - Awareness of Regulatory Compliance requirements - Proactively engage with multiple stakeholders to ensure adherence with defined timelines - Support the engagement team by developing status update presentations and decks for the client on a periodic basis. - Determine that the work delivered is of high quality. - Anticipate and identify engagement related risks and escalate issues as appropriate - Actively establish client (process owner/functional heads) and internal relationship - Demonstrate an application & solution-based approach to problem solving technique.
• Assess internal controls and SOX framework in order to mitigate risk and apply it to client situations - Bring and utilize extensive knowledge of the client's business/industry to identify technological developments and evaluate impacts on the client's business.

About the employer

• Demonstrate excellent project management skills, inspire teamwork and responsibility with engagement team members, and use current technology/tools to enhance the effectiveness of deliverables and services. - Understand EY and its service lines and actively assess what the firm can deliver to serve clients.
• What working at EY offers EY is committed to being an inclusive employer and we are happy to consider flexible working arrangements.
• As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world.
• This starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better.
• So that whenever you join, however long you stay, the exceptional EY experience lasts a lifetime.
• Join us in building a better working world.
• Apply now.

Additional role details

• Senior Consultant - Regulatory Compliance - Financial Services - Mumbai/ Kochi The objective of our advisory risk services is to provide clients with a candid and reliable overview of their risk landscape.
• Our solutions can be used by our clients to build confidence and trust with their customers, the overall market and when required by regulation or contract.
• Skills and attributes for success - Determine that the work delivered is of high quality. - Anticipate and identify engagement related risks and escalate issues as appropriate. - Actively establish client (process owner/functional heads) and internal relationships. - Assist and share knowledge with team members, Seniors and Managers in developing new methodologies and internal initiatives and participate in performing procedures especially focusing on complex, judgmental and/or specialized issues.
• Maintain relationships with client management to manage expectations of service, including work products, timing, and deliverables.
• Demonstrate a thorough understanding of compliance, financial, and operational risks along with performing internal control testing, develop internal audit plans, and provide internal audit services on an outsourcing basis.
• Ideally, you’ll also have - Good communication skills What we look for We’re looking for passionate leaders with strong vision and a desire to stay on top of trends in the risk industry.
• If you have a genuine passion for helping businesses achieve their full potential, this role is for you.
• We strive to achieve the right balance for our people, enabling us to deliver excellent client service whilst allowing you to build your career without sacrificing your personal priorities.
• While our client-facing professionals can be required to travel regularly, and at times be based at client sites, our flexible working arrangements can help you to achieve a lifestyle balance.