HO Ops - DP- Lead Depository Operations - West

Role overview

HO Ops - DP- Lead Depository Operations - West at Kotak Securities

Responsibilities

• Ensure compliance with SEBI, NSDL & CDSL regulations.
• Prepare and submit regulatory reports, returns, and disclosures to authorities.
• Ensure timely closure of compliance and audit issues, maintain proper documentation, monitor and resolve client and investor grievances, and oversee implementation of internal controls and SOPs

Employment details

• Location: Kotak Infiniti [Mumbai] [Maharashtra] [India]

Additional role details

• Job Role –
• Hands on experience on Depository Operations/Broking Operations.
• Monitor and control Account account opening, Profile Updates and closures.
• Oversee KYC, CKYC, AML, FATCA and due-diligence processes as per regulatory norms.
• Coordinate and support internal, external, and regulatory audits.
• Job Requirements –
• Graduate/Postgraduate in Commerce, Finance, or related field.
• 10–15 years of relevant experience in client lifecycle management.
• Sound understanding of SEBI, Depository, and KRA-related regulations.
• Proven experience in managing teams and handling audits.
• Strong control orientation, attention to detail, and process discipline.
• Commitment to client service excellence with a focus on timely and accurate delivery.
• Strong communication, coordination, and stakeholder management skills.
• Proficiency in MS Excel and workflow/process automation tools.