KGS - Senior -KYC AML

KPMG · Noida

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Collected role description

Role overview

KGS - Senior -KYC AML at KPMG

Responsibilities

Conduct customer risk assessment in full compliance with the firm policies as well as external regulatory requirements.
Provide written or verbal presentations of recommendations, articulation of arguments supported by documented analysis to convince/challenge the business on recommended actions.
Drive process enhancement, identify and implement strategic improvements and enhancements to existing systems, policies and guidelines to reduce risk and improve efficiency
Conduct regular AML trainings on operational procedures to KYC and Relationship Management teams.

Required qualifications

They are required to utilize their expertise, knowledge and experience to ensure that files are completed to regulatory standard, and that business processes and policies are adhered to and correctly applied throughout the process.
Mandatory technical & functional skills

Preferred qualifications and skills

In-depth knowledge on banking operations procedures, risk management as well as regulatory compliance standards Preferred technical & functional skills

Employment details

Location: Noida [Uttar Pradesh] [India]

Application details

Understand KYC principles and how to apply within a review/renewal activity.

Additional role details

The SME is responsible for oversight and management of the process of SME review and guidance for the remediation of KYC files.
Responsible for management of the quality control process and the framework through which this is completed.
Requires ability to work to high standards of quality in performing corporate renewal reviews of Know Your Customer (KYC) due diligence.
Engage existing / new customers / RM in the collection of detailed customer information and supporting documentation required for the completion of CDD.
Investigate and escalate monitoring alerts and queries.
Proactive review and follow-up on referrals and queries.
Act as the focal point for CDD information clarification among RM / CDD operations and Compliance.
Ensure completeness of CDD information and supporting documentation before submitting the case to Relationship Managers (RM) for review.
Advise on, and resolve, potential AML issues arising across business unit and jurisdictions.
Produce regular Quality/AML reports for various stakeholders. .
Educational qualifications
Bachelors Degree Work experience
5 – 8 years of post-qualification experience with strong working knowledge on Global KYC/AML/CDD.
In-depth knowledge on banking operations procedures, risk management as well as regulatory compliance standards.
Banking operations background demonstrating good core knowledge of applying KYC within a financial institution (new customer take-on or customer due diligence remediation) with 5-8 years of relevant experience.
Good technical knowledge of KYC, Anti-Money Laundering (AML) and Sanctions.
CAMS/CFCS/CFE qualified, CA, CS or other professional qualification (optional, candidate with relevant additional qualification / certification will be given priority).
Key behavioural attributes/requirements
Ability to work well independently as well as part of a team
Driven and enthusiastic with a ‘can-do’ attitude and a strong sense of ownership to get the job done in a pragmatic fashion
Proven experience of cross functional working Able to plan, organize and drive through results under conflicting priorities and pressures.
The position requires effectiveness, team spirit and an ability to work in a fast-paced and demanding environment
Eagerness to learn and to keep abreast of the latest issues and requirements relating to AML / KYC

Collected minimum qualification

Educational qualifications<div class="O0" style="direction: ltr; line-height: 105%; margin: 0pt 0in 6.47pt 0.19in; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•Bachelors Degree</div>Work experience<div style="direction: ltr; margin-bottom: 6.47pt; margin-left: 0.19in; margin-top: 0pt; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•5 – 8 years of post-qualification experience with strong working knowledge on Global KYC/AML/CDD.</div><div style="direction: ltr; margin-bottom: 6.47pt; margin-left: 0.19in; margin-top: 0pt; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•In-depth knowledge on banking operations procedures, risk management as well as regulatory compliance standards. Mandatory technical & functional skills</div><div class="O0" style="direction: ltr; margin: 6pt 0in 0pt 0.19in; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•Banking operations background demonstrating good core knowledge of applying KYC within a financial institution (new customer take-on or customer due diligence remediation) with 5-8 years of relevant experience.</div><div class="O0" style="direction: ltr; margin: 6pt 0in 0pt 0.19in; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•Understand KYC principles and how to apply within a review/renewal activity.</div><div class="O0" style="direction: ltr; margin: 6pt 0in 0pt 0.19in; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•Good technical knowledge of KYC, Anti-Money Laundering (AML) and Sanctions.</div><div style="direction: ltr; margin-bottom: 0pt; margin-left: 0.19in; margin-top: 6pt; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•In-depth knowledge on banking operations procedures, risk management as well as regulatory compliance standards Preferred technical & functional skills</div><div style="direction: ltr; line-height: 105%; margin-bottom: 6.47pt; margin-left: 0.19in; margin-top: 0pt; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•CAMS/CFCS/CFE qualified, CA, CS or other professional qualification (optional, candidate with relevant additional qualification / certification will be given priority). Key behavioural attributes/requirements</div><div style="direction: ltr; line-height: 105%; margin-bottom: 6.47pt; margin-left: 0.19in; margin-top: 0pt; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•Ability to work well independently as well as part of a team</div><div style="direction: ltr; line-height: 105%; margin-bottom: 6.47pt; margin-left: 0.19in; margin-top: 0pt; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•Driven and enthusiastic with a ‘can-do’ attitude and a strong sense of ownership to get the job done in a pragmatic fashion</div><div style="direction: ltr; line-height: 105%; margin-bottom: 6.47pt; margin-left: 0.19in; margin-top: 0pt; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•Proven experience of cross functional working Able to plan, organize and drive through results under conflicting priorities and pressures. The position requires effectiveness, team spirit and an ability to work in a fast-paced and demanding environment</div><div style="direction: ltr; line-height: 105%; margin-bottom: 6.47pt; margin-left: 0.19in; margin-top: 0pt; text-align: left; text-indent: -0.19in; unicode-bidi: embed; word-break: normal;">•Eagerness to learn and to keep abreast of the latest issues and requirements relating to AML / KYC </div>

Collected experience requirement

5-8 years