Senior Executive / AM - Client Registration / DP

Role overview

Senior Executive / AM - Client Registration / DP at Wealthy

Required qualifications

• 1 Knowledge in MS-Excel 2 Good communication 3 Knowledge in Capital Market will be an added advantage Qualification: 1 Post Graduation/Graduation

Employment details

• Location: Bangalore South [Karnataka] [India]

Additional role details

• Verification of Account opening forms and supporting documents Uploading UCC/DP details to Exchange(s)/ Depository.
• Verify and process of Account modifications Process knowledge and verification of Transfer cum closure in DPs Process knowledge of KRA / CKYC.
• Issuing and maintaining of DIS Slips.
• Client risk profiling and updating in Back Office.
• Ensuring all Compliance requirements from KYC perspective.
• Generating the various reports for Excheng/SEBI inspections.
• Ensuring KYC reviews are undertaken to the required quality standards on a timely basis Be updated on the latest circulars and developments of NSE/BSE/MCX/SEBI Taking care off all the onboarding process of the clients.