Franchisee - Team Member - Compliance - Bangalore- IJP

Kotak Securities · Remote

Source and collection record

Last observed by our collector: 8 October 2026 at 11:38 pm IST. This is not a manual review or a confirmation from the employer.

Job type and experience labels are automated discovery categories. The employer determines eligibility. Original experience wording was not retained separately; check the current employer page.

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Collected role description

<ul style="margin-top:0cm" type="disc"> <li class="MsoListParagraph" style="text-align: justify; line-height: 105%;">Coordinating with franchisees to obtain feedback on pre-trade consents of clients<o:p></o:p></li> <li class="MsoListParagraph" style="text-align: justify; line-height: 105%;">Coordinating with franchisees on obtaining replies on audit queries and ensure closure of query on a timely basis<o:p></o:p></li> <li class="MsoListParagraph" style="text-align: justify; line-height: 105%;">Ensuring all Authorized Persons are compliant with regulatory requirements and the same is facilitated<o:p></o:p></li> <li class="MsoListParagraph" style="text-align: justify; line-height: 105%;">Training all APs on updated regulatory requirements frequently<o:p></o:p></li> <li class="MsoListParagraph" style="text-align: justify; line-height: 105%;">Coordinating with State Heads to ensure timely closure of audit queries<o:p></o:p></li> <li class="MsoListParagraph" style="text-align: justify; line-height: 105%;">Monitoring social media handles of Authorized Persons and reporting the same to respective State Heads in case of any non-compliance</li></ul>