Senior Executive / AM - Client Registration / DP
Wealthy · Bangalore
Source and collection record
Last observed by our collector: . This is not a manual review or a confirmation from the employer.
Employer requisition: 54947000000676318
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Collected role description
Verification of Account opening forms and supporting documents Uploading UCC/DP details to Exchange(s)/ Depository. Verify and process of Account modifications Process knowledge and verification of Transfer cum closure in DPs Process knowledge of KRA / CKYC. Issuing and maintaining of DIS Slips. Client risk profiling and updating in Back Office. Ensuring all Compliance requirements from KYC perspective. Generating the various reports for Excheng/SEBI inspections. Ensuring KYC reviews are undertaken to the required quality standards on a timely basis Be updated on the latest circulars and developments of NSE/BSE/MCX/SEBI Taking care off all the onboarding process of the clients. Requirements Requirements: 1 Knowledge in MS-Excel 2 Good communication 3 Knowledge in Capital Market will be an added advantage Qualification: 1 Post Graduation/Graduation
Collected experience requirement
4-5 years