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Senior Executive / AM - Client Registration / DP

Wealthy · Bangalore

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Source and collection record

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Last observed by our collector: . This is not a manual review or a confirmation from the employer.

Employer requisition: 54947000000676318

Job type and experience labels are automated discovery categories. The employer determines eligibility. Original experience wording was not retained separately; check the current employer page.

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Collected role description

Verification of Account opening forms and supporting documents Uploading UCC/DP details to Exchange(s)/ Depository. Verify and process of Account modifications Process knowledge and verification of Transfer cum closure in DPs Process knowledge of KRA / CKYC. Issuing and maintaining of DIS Slips. Client risk profiling and updating in Back Office. Ensuring all Compliance requirements from KYC perspective. Generating the various reports for Excheng/SEBI inspections. Ensuring KYC reviews are undertaken to the required quality standards on a timely basis Be updated on the latest circulars and developments of NSE/BSE/MCX/SEBI Taking care off all the onboarding process of the clients. Requirements Requirements: 1 Knowledge in MS-Excel 2 Good communication 3 Knowledge in Capital Market will be an added advantage Qualification: 1 Post Graduation/Graduation

Collected experience requirement

4-5 years